Events / Seminar
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Delhi Compliance & Regulation Conclave

A day with the people who write and enforce the rulebook.

13 Oct 2026The Leela Ambience, Gurugram, Delhi NCR4.5/5 · 77 reviews

About this event

For compliance officers, legal heads and operations leads at brokers, AMCs and RIAs. Inspection readiness, the current enforcement pattern, and how to document a supervisory process that holds up.

ComplianceRegulationAudit

Date & Time

13
OCT
Tuesday
9:00 am · 13 Oct 2026

Venue & Location

The Leela Ambience, Gurugram

Delhi NCR, India

Agenda

10:00
The current enforcement pattern
What is actually being penalised.
13:00
Inspection readiness
A walkthrough of a real inspection.
15:30
Documenting supervision
Templates that survive scrutiny.

Speakers & Panelists

M
Meera Krishnan
Former Head of Enforcement, Market Regulator
S
Sudhir Rao
Chief Compliance Officer, Meridian AMC

Event Organizer

Regulatory Practice Forum ✓ Organizer Verified
On VIA Capital since 2019

VIA Capital's Role

VIA Capital is a discovery and listing platform for financial-market events. We are not the organizer of this event unless explicitly stated above, and we don't process the registration payment, issue the ticket, or control the organizer's registration process. The organizer is responsible for the event and for the external registration flow linked from this page.

Reviews

4.5
★★★★★
77 reviews
₹3,200
The Leela Ambience, Gurugram

Disclaimer

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